Richard Le

Richard is a financial advisory professional with SES ESOP Strategies and an Associate with SES’s affiliated investment bank, Griffin Financial Group.

Prior to joining SES ESOP Strategies, he worked as an Associate/Relationship Manager in the ESOP Advisory Group at Wells Fargo.

Richard holds Series 63 and 79 licenses from FINRA.


  • University of Houston, MBA, 2016
  • Texas A&M University, B.S. in Economics, 2012

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